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10th Annual Structured Products Association Legal, Regulatory & Compliance Update

Posted in Broker-Dealer Regulation, Events, Investment Adviser Regulation

Monday, February 5, 2018
6:00 p.m. – 8:30 p.m.

Morrison & Foerster LLP
250 W 55th Street
New York, NY 10019

The Structured Products Association and Morrison & Foerster are pleased to host this annual Legal, Regulatory & Compliance Update for friends, clients and members on February 5, 2018.

Join us for a timely presentation on current developments in the legal-regulatory-compliance landscape. This presentation will cover a wide range of topics related to structured products.

Topics:

  • Tax reform update and considerations;
  • FINRA priorities letter and SEC retail task force and priorities;
  • The DOL’s Fiduciary Rule and the status of the SEC’s proposed Rule;
  • Moving away from LIBOR and LIBOR fallback measures; and
  • Structured note issuance platforms.

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served at the beginning and the end of the event, respectively. The event is closed to press.

To RSVP, please click here.