Header graphic for print
The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

Toronto Seminar Series – April 4

Posted in Events

Tuesday, April 4, 2017
10:30 a.m. – 1:30 p.m.

The Fairmont Royal York
100 Front Street West
Toronto, ON M5J 1E3

We invite you to join us for a series of presentations addressing the following:

  • The U.S. Federal Reserve Board’s final long-term debt, TLAC and clean holding company rules and changes impacting capital-raising by covered bank holding companies, including required changes to indentures, the use of finance subsidiaries, and the IRS’s guidance on internal TLAC for foreign bank holding companies subject to the rules;
  • Should you really expect a roll-back of the Dodd-Frank Act?  Anticipated regulatory relief for banks as reflected in the CHOICE Act (2.0);
  • Regulatory accountability, the “two-fer” order and other initiatives;
  • What to expect as far as US tax reform; and
  • Rule 144A offerings and recent SEC Staff Guidance.


For more information, or to register, please click here.