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FINRA Rule 2210 – Communications with the Public

Posted in Events, FINRA Enforcement

Thursday, October 20, 2016
12:00 p.m. – 1:00 p.m. EDT

The FINRA communications rule governs all aspects of communications by member firms. FINRA is in the process of amending Rule 2210. In this teleconference, we will discuss:

  • Upcoming amendments to Rule 2210;
  • The scope of Rule 2210;
  • FINRA enforcement actions relating to communications; and
  • Social media use by broker-dealers and their associated persons.

Speaker:

  • Bradley Berman
    Of Counsel, Morrison & Foerster LLP

For more information, or to register, please click here.

CLE credit is pending for California and New York.