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The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

Updated JOBS Act Book

Posted in Uncategorized

Download a free copy of our recently updated JOBS Act book.

The updated book discusses emerging practices in IPOs by emerging growth companies, the SEC’s final Rule 506 rules and investor verification and other developments.

You also may email us to obtain hard copies.  Send an email to Harrison Lawrence at hlawrence@mofo.com.