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WSJ Video: Regulators Focus On Reverse Churning By Advisers

Posted in Broker-Dealer Regulation, Enforcement, FINRA Enforcement, Investment Adviser Regulation, SEC Enforcement

Watch Morrison & Foerster partner Daniel Nathan discuss how regulators plan to ferret out financial advisers who put clients in fee-based accounts that are inappropriate, and how advisers can take steps to help avoid scrutiny.

Click here for the full video.