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The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

Contact

Questions? This blog is maintained by lawyers in Morrison & Foerster’s Securities Litigation, Enforcement and White-Collar Defense practice group and the Investment Management practice group. Contact your MoFo lawyer with specific questions about the content in The BD/IA Regulator blog, or feel free to contact:

Jay G. Baris
Chair, Investment Management Practice
New York
jbaris@mofo.com
(212) 468-8053

Hillel T. Cohn
Senior Of Counsel, Corporate Practice
Los Angeles
hcohn@mofo.com
(213) 892-5251

Lloyd S. Harmetz
Partner, Capital Markets Practice
New York
lharmetz@mofo.com
(212) 468-8061

Kelley A. Howes
Of Counsel, Investment Management Practice
Denver
khowes@mofo.com
(303) 592-2237