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The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

Complimentary Teleconference – Financing Fintech: ILC Charters

Posted in Events

Thursday, October 19, 2017
5:00 p.m. – 5:45 p.m. EDT

Join us for one of our upcoming monthly telephone briefings led by members of our Fintech team.

Topics will include: What is an ILC?; What laws apply to an ILC and what laws don’t apply?; and How does it differ from an OCC Fintech Charter?

This call will be an operator-assisted call of approximately 45 minutes in duration, and will be followed by a brief Q&A opportunity. We also invite you to submit questions before the start of the call. A replay will be available upon request.

In order to RSVP for the October call, and to submit questions, please click here.