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The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

The Brattle Group and Morrison & Foerster Seminar – Core Principles for Financial Regulation

Posted in Events, Investment Adviser Regulation

Tuesday, September 12, 2017
8:30 a.m. – 10:00 a.m.

Morrison & Foerster LLP
250 West 55th Street
New York, NY 10019

Join us as presenters from Morrison & Foerster LLP and The Brattle Group share their views and predictions regarding:

  • the Presidential Orders relating to deregulation;
  • the Treasury Department’s initial report regarding the core principles of financial regulation;
  • the Financial CHOICE Act and its principal provisions;
  • the areas of regulatory reform as to which compromise may be possible; and
  • the likely path forward for regulatory reform and what you should expect in 2017.

Speakers:

  • Elaine Buckberg, The Brattle Group
  • Chris Laursen, The Brattle Group
  • Oliver Ireland, Morrison & Foerster LLP
  • Anna Pinedo, Morrison & Foerster LLP

CLE credit is pending for California and New York.

For more information, or to register, please click here.