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The BD/IA Regulator Providing securities regulatory, enforcement and litigation trends for broker-dealers, investment advisers and investment funds

2017 Independent Counsel Roundtable

Posted in Events, Fund Independent Directors, Fund Regulation

Monday, July 24, 2017

Investment Company Institute
1401 H St. NW
David Silver Conference Room
Suite 1200
Washington, DC 20005

IDC and ICI will host the annual Independent Counsel Roundtable, an informal discussion on the issues most important to the independent director community. The following topics will be on the agenda—litigation, governance, data security, business trends, valuation and liquidity, ETF boards, and the SEC.

Of Counsel Kelley Howes will speak on a panel entitled “ETF Boards.” Topics will include:

  • Create a new board for ETFs?;
  • Issues when one board oversees ETFs and other funds;
  • Unique issues for ETF boards; and
  • Liquidity risk management rule.

For more information, please click here.